John Chi Hoi Lui
雷志海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Chi Hoi Lui (雷志海), CE reference ACJ228. Currently licensed at 1 firm(s): Asset Management Group Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
RO | Type 4 — Advising on securities | 2022-09-09 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
RO | Type 9 — Asset management | 2022-09-09 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-07 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-18 | 2022-09-09 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 9 — Asset management | 2022-08-18 | 2022-09-09 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-08-29 | 2022-05-27 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-05-23 | 2022-05-27 |
| Asset Management Group Limited 資產管理集團有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-05 | 2013-08-15 |
| Asset Management Group Limited 資產管理集團有限公司 |
RO | Type 4 — Advising on securities | 2012-06-05 | 2013-08-15 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-19 | 2011-04-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2008-05-06 | 2011-04-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 — Asset management | 2008-05-06 | 2011-04-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-05 | 2005-10-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2004-07-05 | 2005-10-27 |