So Yee Chow
周素宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Yee Chow (周素宜), a licensed former licensee with CE reference BAD814. This person has 13.5 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-19 | 2026-11-09 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-19 | 2026-11-09 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-14 | 2018-07-18 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-08 | 2018-07-18 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-16 | 2016-12-30 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-02 | 2016-06-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-28 | 2013-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as So Yee Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.