Kai Man Peter Lau
劉啟文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Man Peter Lau (劉啟文), CE reference ASS696. Currently licensed at 1 firm(s): Asset Management Group Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-10 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-10 | present |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-23 | 2011-06-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-08 | 2014-09-01 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-05 | 2014-09-01 |