Carol Hoi Kar Yuen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Hoi Kar Yuen (袁海葭), a licensed Representative with CE reference AMX052. Currently licensed at 1 firm(s): Asian Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 14.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-11 | present |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-11 | present |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-11 | 2026-02-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-19 | 2016-10-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-01-09 | 2016-10-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carol Hoi Kar Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bing Wah Lam | Asian Capital Limited | 2022–present |
| Yan Shun Wong | Asian Capital Limited | 2022–present |
| Patrick Kai Cheung Yeung | Asian Capital Limited | 2022–present |
| Man Fung Ng | Asian Capital Limited | 2022–present |
| Qiongyao Wang | Asian Capital Limited | 2022–present |
| Yau Hei Cheung | Asian Capital Limited | 2022–2026 |
| Man Ling Siu | Asian Capital Limited | 2022–2025 |
| Siu Laam Hau | Asian Capital Limited | 2022–present |
| Yee Wai Ng | Asian Capital Limited | 2022–present |
| Tsz Chung Pang | Asian Capital Limited | 2022–present |
| Hok Leung Chan | Asian Capital Limited | 2024–present |
| Lining Lu | Asian Capital Limited | 2022–2023 |
| Jiashan Yao | Asian Capital Limited | 2022–2023 |
| Hung Yan Chow | Asian Capital Limited | 2022–2023 |
| Chun Hung Cheung | Asian Capital Limited | 2025–present |
| Lifei Lu | Asian Capital Limited | 2024–2025 |
| Hiu Wai Chu | Asian Capital Limited | 2025–present |
| Jiantao Xu | Asian Capital Limited | 2025–2026 |
| Sylvia Sau Fan Leung | Asian Capital Limited | 2025–2026 |
| Suen Ni Kwok | Asian Capital Limited | 2022 |