Carol Hoi Kar Yuen
袁海葭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Hoi Kar Yuen (袁海葭), CE reference AMX052. Currently licensed at 1 firm(s): Asian Capital Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-11 | present |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-11 | present |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-11 | 2026-02-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-19 | 2016-10-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-01-09 | 2016-10-05 |