Benjamin John Falloon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin John Falloon, CE reference AIS085. Currently licensed at 1 firm(s): Asia Debt Management Hong Kong Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Debt Management Hong Kong Limited | Rep | Type 9 — Asset management | 2024-11-06 | present |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 — Asset management | 2019-03-07 | 2020-08-21 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-08 | 2019-03-07 |
| CC Strategic Partners Limited |
Rep | Type 1 — Dealing in securities | 2017-06-28 | 2018-06-04 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 — Dealing in futures contracts | 2015-06-16 | 2017-03-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-13 | 2017-03-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2015-06-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-01-08 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-01-08 | 2010-12-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-08 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-01 | 2014-05-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-06-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |