Nina Zhou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nina Zhou, CE reference AOY475. Currently licensed at 1 firm(s): Apollo Management Asia Pacific Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2024-05-13 | present |
| Apollo Management Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2024-05-13 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-12 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-12 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-12 | 2013-01-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-25 | 2009-08-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-25 | 2009-08-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-25 | 2009-08-21 |