Yick Yi Hydon Or
柯奕而
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yick Yi Hydon Or (柯奕而), a licensed former licensee with CE reference BRB469. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-07 | 2026-05-29 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-27 | 2026-05-29 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-11-27 | 2026-05-29 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-28 | 2025-10-31 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-04-09 | 2025-10-31 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-01 | 2025-03-25 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-01 | 2025-03-26 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-09-27 | 2025-10-31 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-09-27 | 2025-03-26 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-10 | 2025-10-28 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-10 | 2025-03-26 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-09 | 2022-01-27 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-09 | 2022-01-27 |