Yuichi Yamashita
山下裕一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuichi Yamashita (山下裕一), CE reference ATI166. Currently licensed at 1 firm(s): Y-Intercept (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2024-07-02 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-03-01 | 2024-03-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2013-07-24 | 2018-11-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-19 | 2018-11-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2012-11-19 | 2018-11-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2012-11-19 | 2018-11-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-11-19 | 2013-07-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-10 | 2012-08-07 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2012-08-07 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-08-10 | 2012-08-07 |