Benjamin Chi Man Yau
游志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Chi Man Yau (游志文), a licensed Responsible Officer with CE reference ATL435. Currently licensed at 1 firm(s): ARC Ratings (Asia Pacific) Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARC Ratings (Asia Pacific) Limited 安信評級（亞太）有限公司 |
RO | Type 10 — Providing credit rating services | 2026-03-11 | present |
| Lianhe Ratings Global Limited 聯合評級國際有限公司 |
RO | Type 10 — Providing credit rating services | 2020-12-23 | 2023-06-30 |
| Lianhe Ratings Global Limited 聯合評級國際有限公司 |
Rep | Type 10 — Providing credit rating services | 2019-07-04 | 2020-12-23 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | 2019-07-02 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-11 | 2019-07-02 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2014-08-22 | 2014-09-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-07-22 | 2014-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-07-22 | 2014-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-07-22 | 2014-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-07-22 | 2014-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-07-22 | 2014-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-07-22 | 2014-03-29 |