Benjamin Chi Man Yau
游志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Chi Man Yau (游志文), a licensed Responsible Officer with CE reference ATL435. Currently licensed at 1 firm(s): ARC Ratings (Asia Pacific) Limited. Active regulated activities: Type 10 - Providing credit rating services. This person has 10.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARC Ratings (Asia Pacific) Limited 安信評級（亞太）有限公司 |
RO | Type 10 - Providing credit rating services | 2026-03-11 | present |
| Lianhe Ratings Global Limited 聯合評級國際有限公司 |
RO | Type 10 - Providing credit rating services | 2020-12-23 | 2023-06-30 |
| Lianhe Ratings Global Limited 聯合評級國際有限公司 |
Rep | Type 10 - Providing credit rating services | 2019-07-04 | 2020-12-23 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-30 | 2019-07-02 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-11 | 2019-07-02 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-22 | 2014-09-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-07-22 | 2014-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-07-22 | 2014-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-07-22 | 2014-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-07-22 | 2014-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-22 | 2014-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-22 | 2014-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Benjamin Chi Man Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.