Soichi Utsumi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soichi Utsumi, a licensed Responsible Officer with CE reference BHQ370. Currently licensed at 1 firm(s): Shinka Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shinka Capital Management Limited |
RO | Type 9 — Asset management | 2024-11-29 | present |
| Asia Research & Capital Management Limited | Rep | Type 9 — Asset management | 2018-08-23 | 2024-03-12 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2016-06-27 | 2018-06-30 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2016-06-27 | 2018-06-30 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2016-06-27 | 2018-06-30 |