Ming Sun Wan
尹明山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Sun Wan (尹明山), CE reference AGW059. Currently licensed at 1 firm(s): Wei Capital Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wei Capital Management Limited |
Rep | Type 9 — Asset management | 2023-04-17 | present |
| Old Peak Limited |
Rep | Type 4 — Advising on securities | 2005-09-13 | 2022-12-31 |
| Old Peak Limited |
Rep | Type 5 — Advising on futures contracts | 2005-09-13 | 2022-12-31 |
| Old Peak Limited |
Rep | Type 9 — Asset management | 2005-09-13 | 2022-12-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-02-26 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-02-26 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-26 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-02-26 |