Ernest Yiu Man Tang
鄧耀民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Yiu Man Tang (鄧耀民), CE reference ANP309. Currently licensed at 1 firm(s): Y-Intercept (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2025-12-01 | present |
| CloudAlpha Capital Management Limited 奇點資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-21 | 2025-11-14 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-27 | 2019-09-06 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-20 | 2019-09-06 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-21 | 2013-02-10 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2010-10-15 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-12-04 | 2010-07-12 |
| Evolution Asia Investments Limited | Rep | Type 4 — Advising on securities | 2007-10-09 | 2008-12-03 |
| Evolution Asia Investments Limited | Rep | Type 1 — Dealing in securities | 2007-07-30 | 2008-12-03 |
| Cheetah Investment Management Limited 捷達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-01 | 2007-07-21 |