Chenjie Liu
劉陳杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chenjie Liu (劉陳杰), a licensed Responsible Officer with CE reference AWU260. Currently licensed at 1 firm(s): Upright Asset Management (Hong Kong) Co., Limited. Active regulated activities: Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upright Asset Management (Hong Kong) Co., Limited 望正資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2016-11-22 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-02-21 | 2016-03-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2011-02-21 | 2016-03-01 |