Yui Ying Lam
林芮礽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Ying Lam (林芮礽), a licensed Responsible Officer with CE reference BFY292. Currently licensed at 1 firm(s): ANRONG (HONG KONG) CREDIT RATINGS COMPANY LIMITED. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ANRONG (HONG KONG) CREDIT RATINGS COMPANY LIMITED 安融（香港）信用評級有限公司 |
RO | Type 10 — Providing credit rating services | 2024-11-26 | present |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-06 | 2024-10-14 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 4 — Advising on securities | 2024-02-06 | 2024-10-14 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-05 | 2024-02-06 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-05 | 2024-02-06 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-17 | 2023-09-28 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 — Advising on securities | 2019-10-17 | 2023-09-28 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-03 | 2023-09-28 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-05 | 2019-10-17 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-05 | 2023-04-03 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-11 | 2017-04-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-08 | 2017-04-20 |