Xiaohuan Chen
陳曉歡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaohuan Chen (陳曉歡), a licensed Responsible Officer with CE reference AQF255. Currently licensed at 1 firm(s): Twin Peaks Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Twin Peaks Capital Limited 崇嶺資本有限公司 |
RO | Type 9 — Asset management | 2022-10-17 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-13 | 2008-10-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-13 | 2008-10-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-03 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-03 | 2008-09-29 |