Chi Wo Lau
劉自和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wo Lau (劉自和), a licensed Representative with CE reference AMI494. Currently licensed at 2 firm(s): Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-11 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-11 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-23 | 2025-08-07 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-05-27 | 2016-07-08 |