Yat Man Lam
林日文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Man Lam (林日文), a licensed Representative with CE reference ANN299. Currently licensed at 2 firm(s): Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 19.9 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-14 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-21 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-08 | present |