Wan Yi Liu
廖韻儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Yi Liu (廖韻儀), a licensed Representative with CE reference AKY158. Currently licensed at 2 firm(s): Phillip Commodities (HK) Limited, Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-10-05 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-05 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-10 | 2011-06-30 |