Kai Yien Arthur Albert Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yien Arthur Albert Li (李繼賢), a licensed Representative with CE reference AHR084. Currently licensed at 2 firm(s): Phillip Commodities (HK) Limited, Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 7.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-03-01 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-06 | present |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-20 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-03-04 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-30 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-30 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yien Arthur Albert Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.