Windy Ka Wai Cheng
鄭嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Windy Ka Wai Cheng (鄭嘉慧), CE reference AMP588. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-10 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-10 | present |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-12-08 | 2016-07-08 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-28 | 2012-08-19 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-08 | 2012-08-19 |