Siu Ming Chan
陳兆明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ming Chan (陳兆明), CE reference AEU968. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-15 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-15 | 2025-09-26 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
RO | Type 9 — Asset management | 2019-05-14 | 2024-03-12 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-04 | 2024-03-12 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2018-04-04 | 2024-03-12 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2018-03-23 | 2019-05-14 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-10 | 2018-04-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-02 | 2017-11-01 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-01-31 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-17 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-17 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-17 |