Kwok Wah Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wah Kwan (關國華), a licensed Representative with CE reference AAF937. Currently licensed at 2 firm(s): Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-31 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-31 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-03 | 2021-03-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-09-03 | 2021-03-10 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-08 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-08 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-08 |
| Funderstone Futures Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-08 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-08 |
| Funderstone Futures Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-08 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wah Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.