Winnie Wai Yee Chan
陳慧薏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wai Yee Chan (陳慧薏), CE reference ABY889. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-15 | present |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-08 | 2023-02-21 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-08 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-11 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-11 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-11 |