Simon Kam Wah Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Kam Wah Chan (陳錦華), a licensed Representative with CE reference AFN645. Currently licensed at 2 firm(s): Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.7 years of SFC licence history. Total licence records on file: 6.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-26 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-05-26 | present |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-17 | 2005-05-18 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-08 | 2005-01-12 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-24 | 2004-07-30 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-21 | 2004-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Kam Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.