Ringo Chor Kin Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ringo Chor Kin Au (區楚堅), a licensed Representative with CE reference ADS057. Currently licensed at 2 firm(s): Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-23 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-23 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-03-23 | 2017-08-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-03-05 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-03-05 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2010-03-05 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-30 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-30 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ringo Chor Kin Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.