Shu Tin Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Tin Kwok (郭樹鈿), a licensed Representative with CE reference AGN785. Currently licensed at 2 firm(s): Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-22 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-10-22 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-22 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-10-22 | present |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-03 | 2025-07-10 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-27 | 2025-07-10 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-12-19 | 2025-07-10 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-09 | 2013-08-26 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-03-09 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2025-07-10 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-14 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-14 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-14 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2007-06-04 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2007-06-04 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-14 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Tin Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.