Su Ying Chia
謝舒莹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Su Ying Chia (謝舒莹), CE reference BGY189. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-11 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-11 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2022-01-06 | 2024-06-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-06 | 2024-06-11 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-05 | 2021-10-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2016-02-11 | 2019-03-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2016-02-11 | 2019-03-01 |