Sakshi Agarwal

CE No. BUA636 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sakshi Agarwal (), a licensed former licensee with CE reference BUA636. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2025-05-30 2026-02-24
UBS Securities Hong Kong Limited Rep Type 1 — Dealing in securities 2025-05-30 2026-02-24
UBS Securities Asia Limited Rep Type 2 — Dealing in futures contracts 2025-05-30 2026-02-24
UBS Securities Hong Kong Limited Rep Type 2 — Dealing in futures contracts 2025-05-30 2026-02-24
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2023-08-28 2024-01-28
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 — Dealing in securities 2023-08-28 2024-01-28
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2023-08-28 2024-01-28
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 7 — Providing automated trading services 2023-08-28 2023-10-25

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