Arup Ashim Misra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arup Ashim Misra, CE reference AVP714. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-28 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-21 | 2024-03-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-02 | 2024-03-31 |