Dien Wang
王迪恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dien Wang (王迪恩), CE reference BOE236. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-29 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-24 | 2025-09-26 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-11 | 2020-06-26 |