Alastair Charles Warr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alastair Charles Warr ( ), a licensed former licensee with CE reference AGD632. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-04 | 2026-03-06 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-25 | 2025-09-26 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-09 | 2025-04-11 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-09 | 2024-12-04 |
| Autonomous Research Asia Limited 見地研究有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-14 | 2019-03-31 |
| Autonomous Research Asia Limited 見地研究有限公司 |
RO | Type 4 — Advising on securities | 2017-11-14 | 2018-05-14 |
| Autonomous Research Asia Limited 見地研究有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-01 | 2017-11-14 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-06 | 2014-10-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-03-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-03-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-21 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-21 |