Jonathan Robert Green

CE No. AVM428 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Robert Green, CE reference AVM428. Currently licensed at 2 firm(s): Sanford C. Bernstein (Hong Kong) Limited, SG Securities (HK) Limited. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
RO Type 1 — Dealing in securities 2024-03-28 present
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 1 — Dealing in securities 2020-07-22 present
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2020-05-08 present
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities 2020-04-24 2020-07-22
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
RO Type 1 — Dealing in securities 2016-01-28 2019-11-21
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
Rep Type 1 — Dealing in securities 2015-08-28 2016-01-28
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 — Dealing in securities 2010-07-15 2015-05-21
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2010-07-15 2015-05-21

Related