Jie-Li Brina Tan
陳潔麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie-Li Brina Tan (陳潔麗), CE reference BEV968. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-11 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-11 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2021-01-29 | 2025-03-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-01-29 | 2025-03-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2021-01-29 | 2025-03-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2021-01-29 | 2025-03-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-01-18 | 2025-03-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2020-12-21 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-04 | 2017-03-09 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-01-20 | 2016-01-16 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-01-20 | 2016-01-16 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-01-20 | 2016-01-16 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2015-01-20 | 2016-01-16 |