Chintan Praful Joshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chintan Praful Joshi ( ), a licensed former licensee with CE reference BHF203. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-14 | 2026-05-15 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-06 | 2025-10-10 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-30 | 2024-10-04 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-08 | 2024-01-12 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-25 | 2023-09-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-30 | 2016-05-27 |