William Chen-Xi Wu
吳晨曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Chen-Xi Wu (吳晨曦), a licensed former licensee with CE reference BKW322. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-12-28 | 2021-12-08 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-12-28 | 2021-12-08 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-09-27 | 2019-08-02 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-09-27 | 2019-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Chen-Xi Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.