William Chen-Xi Wu
吳晨曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Chen-Xi Wu (吳晨曦), a licensed former licensee with CE reference BKW322. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-12-28 | 2021-12-08 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-12-28 | 2021-12-08 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-09-27 | 2019-08-02 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-09-27 | 2019-08-02 |