William Francis Kerins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Francis Kerins, a licensed former licensee with CE reference AJI695. This person has 11.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-09-28 | 2016-06-17 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-09-28 | 2016-06-17 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-09-28 | 2016-06-17 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2007-01-19 | 2012-09-28 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-07-12 | 2012-09-28 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-07-12 | 2012-09-28 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 |
RO | Type 4 - Advising on securities | 2004-03-15 | 2005-12-01 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 |
RO | Type 9 - Asset management | 2004-03-15 | 2005-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Francis Kerins during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.