William Francis Kerins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Francis Kerins ( ), a licensed former licensee with CE reference AJI695. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-09-28 | 2016-06-17 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-09-28 | 2016-06-17 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-09-28 | 2016-06-17 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2007-01-19 | 2012-09-28 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-07-12 | 2012-09-28 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-07-12 | 2012-09-28 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 |
RO | Type 4 — Advising on securities | 2004-03-15 | 2005-12-01 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 |
RO | Type 9 — Asset management | 2004-03-15 | 2005-12-01 |