Shengchu Zhu
朱聖初
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengchu Zhu (朱聖初), a licensed former licensee with CE reference AUI034. This person has 10.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyle Global Credit (HK) Limited | Rep | Type 1 - Dealing in securities | 2022-09-21 | 2023-09-30 |
| Carlyle Global Credit (HK) Limited | Rep | Type 4 - Advising on securities | 2022-09-21 | 2023-09-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-09 | 2020-05-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-09 | 2020-05-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-09 | 2020-05-29 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-03-14 | 2014-09-05 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-07 | 2014-03-06 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-07 | 2014-03-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-09 | 2011-09-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2009-12-09 | 2011-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shengchu Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.