Pedro Urquidi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pedro Urquidi ( ), a licensed former licensee with CE reference ADU888. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2019-05-21 | 2024-12-11 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2019-05-21 | 2024-12-11 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2019-05-21 | 2024-12-11 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-04-01 | 2019-05-21 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-04-01 | 2019-05-21 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-04-01 | 2019-05-21 |