Michel Mathes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michel Mathes, a licensed former licensee with CE reference AZJ137. This person has 9.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-09-12 | 2022-07-31 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-09-12 | 2022-07-31 |
| Arkkan Capital Management Limited | Rep | Type 9 - Asset management | 2014-03-12 | 2019-06-06 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2012-04-30 | 2014-01-14 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2012-04-30 | 2014-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michel Mathes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.