Michel Mathes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michel Mathes ( ), a licensed former licensee with CE reference AZJ137. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-09-12 | 2022-07-31 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-09-12 | 2022-07-31 |
| Arkkan Capital Management Limited | Rep | Type 9 — Asset management | 2014-03-12 | 2019-06-06 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2012-04-30 | 2014-01-14 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2012-04-30 | 2014-01-14 |