Jennifer Wan Man Yip
葉韻文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer Wan Man Yip (葉韻文), a licensed former licensee with CE reference AIZ025. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-11-11 | 2025-08-15 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-26 | 2020-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-26 | 2020-10-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-12 | 2009-04-04 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-03 | 2009-04-04 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-06-17 | 2006-09-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-19 | 2004-07-07 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-05-19 | 2004-07-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-18 | 2004-05-17 |