Kishore Sheena Suratkal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kishore Sheena Suratkal ( ), a licensed former licensee with CE reference AFE831. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ortus Capital Management Limited 泓策投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-03 | 2022-08-26 |
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-02-20 | 2019-06-30 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-16 | 2016-12-30 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-30 | 2016-12-30 |
| Expedition Advisors Limited |
Rep | Type 9 — Asset management | 2013-03-11 | 2013-08-19 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-08-22 | 2012-09-20 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-11-02 | 2010-03-16 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-09-15 | 2010-03-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-29 | 2006-08-11 |