Loyd Tarver Henderson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Loyd Tarver Henderson ( ), a licensed former licensee with CE reference ASP036. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-03-20 | 2009-07-31 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-03-20 | 2009-07-31 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-03-20 | 2009-07-31 |