Benjamin James Ford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin James Ford ( ), a licensed former licensee with CE reference BCX224. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-05-27 | 2016-04-27 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-05-27 | 2016-04-27 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2014-05-27 | 2016-04-27 |