Yilin Lu
呂禕麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yilin Lu (呂禕麟), a licensed former licensee with CE reference AOG682. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Senchi Morgan Capital Market Limited 盛世摩根證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-29 | 2025-10-13 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-29 | 2025-10-13 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-29 | 2025-10-13 |
| Senchi Morgan Capital Market Limited 盛世摩根證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-13 | 2023-06-29 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-13 | 2023-06-29 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-13 | 2023-06-29 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-26 | 2023-03-31 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 4 — Advising on securities | 2020-02-26 | 2023-03-31 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 9 — Asset management | 2020-02-26 | 2023-03-31 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-17 | 2020-02-26 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-17 | 2020-02-26 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
Rep | Type 9 — Asset management | 2020-02-17 | 2020-02-26 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-14 | 2020-01-21 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-14 | 2020-01-21 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 9 — Asset management | 2019-08-14 | 2020-01-21 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-20 | 2019-03-05 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-20 | 2019-03-05 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 9 — Asset management | 2018-07-20 | 2019-03-05 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 9 — Asset management | 2017-06-23 | 2018-07-04 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-15 | 2018-07-04 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-05 | 2018-07-04 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-13 | 2016-06-10 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-23 | 2015-07-28 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-18 | 2013-12-23 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-25 | 2013-10-23 |
| CICC US Securities, Inc. |
Rep | Type 1 — Dealing in securities | 2008-05-30 | 2011-10-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-15 | 2013-10-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-12-04 | 2007-10-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2006-12-04 | 2007-10-19 |