Xiaoxi Liu
劉晓曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxi Liu (劉晓曦), a licensed former licensee with CE reference BDA505. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-10 | 2016-03-11 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-10 | 2016-03-11 |