Sungjoon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sungjoon Lee ( ), a licensed former licensee with CE reference BAO476. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-02 | 2022-09-08 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-02 | 2022-09-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-25 | 2018-09-20 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-04 | 2015-06-30 |