Joseph Shi Li Wu
武士立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Shi Li Wu (武士立), a licensed Responsible Officer with CE reference AJB764. Currently licensed at 1 firm(s): Foris DAX HK Limited. Active regulated activities: Type 101 - Operating a virtual asset trading platform. This person has 18.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Foris DAX HK Limited | RO | Type 101 - Operating a virtual asset trading platform | 2024-06-01 | present |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-24 | 2023-05-19 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2021-05-13 | 2023-05-19 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-15 | 2018-09-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-06 | 2017-11-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2011-01-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2009-06-11 | 2011-01-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-14 | 2011-01-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2003-07-14 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-07-14 | 2011-01-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2003-07-14 | 2010-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Shi Li Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.