Joseph Shi Li Wu
武士立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Shi Li Wu (武士立), a licensed former licensee with CE reference AJB764. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-24 | 2023-05-19 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2021-05-13 | 2023-05-19 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-15 | 2018-09-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-06 | 2017-11-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-01-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2009-06-11 | 2011-01-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-14 | 2011-01-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2003-07-14 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-07-14 | 2011-01-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2003-07-14 | 2010-12-06 |