Kevin Edmond Pereira
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Edmond Pereira ( ), a licensed former licensee with CE reference AML699. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-06 | 2015-08-28 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-16 | 2014-10-06 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-16 | 2015-08-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-13 | 2014-07-09 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-27 | 2011-01-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-27 | 2014-07-09 |
| T.F.S. Derivatives HK Limited | RO | Type 1 — Dealing in securities | 2009-08-03 | 2010-08-31 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2009-06-15 | 2009-08-03 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 — Dealing in securities | 2007-04-17 | 2009-03-12 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2006-07-27 | 2007-04-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-08 | 2006-02-09 |