Manish Berlia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manish Berlia ( ), a licensed former licensee with CE reference ATV437. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-06 | 2023-12-24 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-06 | 2023-12-24 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-06 | 2023-12-24 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2012-05-14 | 2014-10-07 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-07-14 | 2015-03-24 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2011-07-14 | 2015-03-24 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-29 | 2010-12-02 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-29 | 2010-12-02 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-29 | 2010-12-02 |