Elba Chi Wai Tse
謝智慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elba Chi Wai Tse (謝智慧), a licensed former licensee with CE reference AUX264. This person has 1.2 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-18 | 2014-09-03 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-18 | 2014-09-03 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-18 | 2014-09-03 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-12-18 | 2014-09-03 |
| Aviva Portfolio Investment Services Limited | RO | Type 1 - Dealing in securities | 2010-06-10 | 2010-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elba Chi Wai Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.