Elba Chi Wai Tse
謝智慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elba Chi Wai Tse (謝智慧), CE reference AUX264. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-18 | 2014-09-03 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-18 | 2014-09-03 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-18 | 2014-09-03 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-18 | 2014-09-03 |
| Aviva Portfolio Investment Services Limited |
RO | Type 1 — Dealing in securities | 2010-06-10 | 2010-11-26 |